TITLE

SEC Formally Dismisses Charges Against PFC, Fowler in Dolphin & Bradbury Case

AUTHOR(S)
Hume, Lynn
PUB. DATE
August 2006
SOURCE
Bond Buyer;8/7/2006, Vol. 358 Issue 32439, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports that the U.S. Securities and Exchange Commission (SEC) has dismissed charges that its enforcement staff had filed against financial advisory firm, Public Finance Consultants Inc. (PFC) and its president, Robert D. Fowler. According to the article, the SEC staff had charged that PFC and Fowler caused Dauphin County General Authority of Pennsylvania to mislead investors by failing to disclose critical information in the offering documents for the bonds. The case also involved defunct underwriter, Dolphin and Bradbury.
ACCESSION #
21888600

 

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