New Orleans-Based Hattier, Sanford & Reynoir Branches Out

DeSue, Tedra
August 2006
Bond Buyer;8/1/2006, Vol. 358 Issue 32435, p7
Trade Publication
The article reports the attempt by Hattier, Sanford & Reynoir of the United States to recreate itself after its business in New Orleans, Louisiana, was affected by hurricanes Katrina and Rita. The broker-dealer has launched several divisions, including one called Mid-America Information Services. In addition, the company has roll out other units, including Mid-America Financial Services and Mid-America Wealth Management.


Related Articles

  • NASD censures Hattier Sanford over confirm failures. Hume, Lynn // Securities Industry News;05/24/99, Vol. 11 Issue 21, p13 

    Reports that the National Association of Securities and Dealers censured New Orleans, Lousiana-based Hattier Sanford and Reynoir for the company's failure to disclose information on confirmation statements received by customers who purchased municipal securities. Case background; Details of the...

  • Louisiana firm censured, fined for false trade statements. Hume, Lynn Stevens // Bond Buyer;01/19/99, Vol. 327 Issue 30560, p5 

    Reports that New Orleans, Louisiana-based investment firm Hattier, Sanford & Reynoir and two of its principals have been censured and fined by the National Association of Securities Dealers. False statement given by the firms in their role in trades of government securities under a contract...

  • NASD to review charges against New Orleans firm in muni securities case. Hume, Lynn Stevens // Bond Buyer;12/16/98, Vol. 326 Issue 30541, p5 

    Reports that the National Association of Securities Dealers' (NASD) National Adjudicatory Council has decided to review charges and sanctions against New Orleans, Louisiana-based Hattier, Sanford, Reynoir. Council's plan to review markups the firm took on some of the municipal securities it...

  • SEC upholds NASD sanctions against Hattier, Sanford. Hume, Lynn Stevens // Bond Buyer;01/15/98, Vol. 323 Issue 30311, p4 

    Reports that the US Securities & Exchange Commission has upheld a $60,000 fine and other sanctions imposed by the National Association of Securities Dealers Inc. against Hattier, Sanford & Reynoir. for misrepresenting their role in government securities transactions done for the Louisiana...

  • NASD censures, fines Hattier Sanford over confirmation failures. Hume, Lynn // Bond Buyer;05/18/99, Vol. 328 Issue 30643, p6 

    Reports on the fines and censure received by Hattier, Sanford & Reynoir and partner Gus Reynoir from the United States National Association of Securities Dealers for failure to disclose key information on confirmation statements. Alleged violations of the Municipal Securities Rulemaking Board's...

  • FINRA Fines Two Firms $40,000 for Reporting Violations. Ackerman, Andrew // Bond Buyer;11/16/2007, Vol. 362 Issue 32756, p4 

    The article reports that Crowell, Weedon & Co. and Hattier, Sanford & Reynoir LLP have been censured by the Financial Industry Regulatory Authority (FINRA) of the U.S. Crowell has allegedly failed to report on time its municipal securities customer transactions from February-March 2005, while...

  • FEMA float. Leggett, Thomas // New Orleans CityBusiness (1994 to 2008);1/22/2007, Vol. 27 Issue 30, p25 

    The article reports on the new loan program oversee by investment firm Hattier, Sanford & Reynoir in Louisiana. Mark Tessier, executive vice president of the firm, states that the program will allow participating cash-strapped municipalities and nonprofit organizations to borrow money from the...

  • eRequester takes a lot into account. Caton, Michael // eWeek;1/26/2004, Vol. 21 Issue 4, p52 

    Companies seeking an efficient way to process purchasing will find a good solution in Paperless Business Systems Inc.'s eRequester 3.1, provided their existing accounting system doesn't already handle the job adequately. Although the product is expensive, its price would be justifiable for...

  • Cotton Incorporated To Focus on Global Supply.  // Nonwovens Industry;Apr2006, Vol. 37 Issue 4, p20 

    The article reports on the establishment of a new division of Cotton Inc. called Global Product Supply Chain located in Cary, North Carolina. This is intended to cater the increasing demand and profitability of cotton. The division will be managed by Mark Messura, the company's newly promoted...


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics