Wachovia Securities to Head to Court in Chicago Yield-Burning Case
- Prudential Cleared in Holmes Harbor Case. Hume, Lynn // Bond Buyer;11/7/2005, Vol. 353 Issue 32854, p1
Reports on the verdict of the 12-member jury in a Washington state court that has found Prudential Securities Inc. not guilty of state securities fraud and other charges brought by bondholders in a lawsuit over twenty million dollars of now-defaulted bonds that were illegally issued by the...
- Record breakers. // Newsweek;11/7/1994, Vol. 124 Issue 19, p82
Cites the biggest fine in Wall Street history, levied against Prudential Securities, who paid $700 million and admitted to criminal wrongdoing. Why some plaintiff's lawyers say Pru got off easy.
- Plaintiffs in Chicago Yield-Burning Suit Get More Time. Shields, Yvette // Bond Buyer;10/26/2000, Vol. 334 Issue 31004, p36
Reports on the yield-burning lawsuit filed against First Union Securities Inc. and Prudential Securities Inc. Overcharging of Chicago, Illinois by a total of 700,000 dollars on two separate deals; Details of the lawsuit.
- New suits for Pru. Harrington, John // Crain's New York Business;11/29/93, Vol. 9 Issue 48, p42
Reports on fraud allegations faced by Prudential Securities Inc. from investors who contend that the company engaged in a racketeering conspiracy through the sale of limited partnerships in the 1980s.
- Prudential Securities settles U.S. fraud charges. // Best's Review / Life-Health Insurance Edition;Dec94, Vol. 95 Issue 8, p12
Reports on the settlement of a lawsuit filed against Prudential Securities Inc. for fraud. Agreement with the Securities and Exchange Commission; Amount involved in the settlement.
- Prudential Securities settles with Texas. Connolly, Jim // National Underwriter / Life & Health Financial Services;1/24/94, Vol. 98 Issue 4, p3
Reports on the settlement of a lawsuit filed by the state of Texas against Prudential Securities. Reasons for lawsuit; Allegations of investor fraud; Terms of settlement.
- Pru Securities' settlement offer get nod from judge. Connolly, Jim // National Underwriter / Life & Health Financial Services;1/31/94, Vol. 98 Issue 5, p3
Reports that the settlement of Prudential Securities' three-year energy partnership dispute for $90.7 million brought the brokerage firm a step closer from distancing itself from limited partnership woes of the 1980s. Overview of the settlement.
- Pru Securities' LP tab is $435 million and climbing. Connolly, Jim // National Underwriter / Life & Health Financial Services;1/30/95, Vol. 99 Issue 5, p3
Reports on developments in lawsuits and claims against Prudential Securities Inc. (Pru). Expiration of agreement with the Securities and Exchange Commission (SEC); Adverse publicity from ongoing SEC investigations; Report filed in January 1995 by SEC claims administrator Irving Pollack; Suit...
- Pru admits guilt. Harrington, John // Crain's New York Business;10/31/94, Vol. 10 Issue 44, p58
Reports that Prudential Securities Inc. has admitted that it committed crimes in the sale of limited partnerships in the 1980s and has agreed to pay $330 million to settle criminal charges.