TITLE

SEC Adopts Interpretive Release to Prevent Soft-Dollar Abuses

AUTHOR(S)
Hume, Lynn
PUB. DATE
July 2006
SOURCE
Bond Buyer;7/13/2006, Vol. 357 Issue 32422, p6
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports that the U.S. Securities and Exchange has adopted an interpretative release on "soft dollars" that is designed to ensure that money managers are not abusively using client commission dollars to pay for questionable brokerage and research services. The interpretative release would essentially take effect in six months.
ACCESSION #
21657460

 

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