TITLE

The Securities and Exchange Commission

PUB. DATE
July 2006
SOURCE
Investment Dealers' Digest;7/17/2006, Vol. 72 Issue 28, p5
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
This article reports on the Securities and Exchange Commission in relation to a landmark decision that restricts the use of soft dollars and the kinds of services that money managers can get for sending inflated trading commissions to brokerages. The new rules, which were first drafted in October, take effect in six months.
ACCESSION #
21657106

 

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