The Securities and Exchange Commission

July 2006
Investment Dealers' Digest;7/17/2006, Vol. 72 Issue 28, p5
Trade Publication
This article reports on the Securities and Exchange Commission in relation to a landmark decision that restricts the use of soft dollars and the kinds of services that money managers can get for sending inflated trading commissions to brokerages. The new rules, which were first drafted in October, take effect in six months.


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