TITLE

What, me worry? Litigation scenarios for planners to think twice

AUTHOR(S)
Morrow, Edwin P.
PUB. DATE
April 1997
SOURCE
Journal of Financial Planning;Apr97, Vol. 10 Issue 2, p60
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Presents an array of scenarios that demonstrate how litigation could hit financial planners in the United States. Reasons financial planners become defendants in civil lawsuits or respondents in regulatory proceedings; Preventive measures; Errors and omissions insurance policy; Professional and general business liability insurance.
ACCESSION #
2128081

 

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