SECURITIES IN REGISTRATION: DEBT
- Lehman Is Censured, Fined $100K by NASD. Winokur, Cheryl // American Banker;6/24/1999, Vol. 164 Issue 120, p7
Reports that Lehman Brothers Inc. has been censured and fined by the National Association of Securities Dealers Inc. for rules violations. Lehman's execution of impermissible short-sale transactions and failure to include disclosure language on confirmations to customers who bought mutual funds.
- U.S. Securities Prices. // Bond Buyer;4/11/2002, Vol. 340 Issue 31363, p33
Presents a chart depicting the U.S. securities prices. Treasury bond index of Lehman Brothers Inc.; Yield of treasury notes and bonds.
- Lehman's new derivatives sub gives its counterparties a choice. Wipperfurth, Heike // Investment Dealers' Digest;07/27/98, Vol. 64 Issue 30, p16
States that Lehman Brothers has introduced a triple-A rated derivatives subsidiary with a different structure than the derivatives that were set up previously. Identification of a unit formed by Lehman's; Details on a report issued by Moodys Investor Services company dated October 1996;...
- Lehman brothers back with more derivatives, but no controversy. McDonald, Michael // Bond Buyer;07/09/99, Vol. 329 Issue 30679, p8
Focuses on the sale of a derivatized version of the 15-month revenue anticipation notes in the United States by Lehman Brothers Inc. Viability of the company's derivatized securities; Investor interest to the derivatives.
- Lehman rolls out California note derivative program. McEntee, Christopher // Bond Buyer;07/13/98, Vol. 325 Issue 30433, p1
Focuses on Lehman Brothers' launch of a derivatives program. Investors' concern overy why short-term paper were sold to Lehman without making it market; Private negotiation by Lehmans of note sales directly with issuers; Shortage in supply of short-term municipal debt; Strategies aiming to...
- Lehman takes rich. Harrington, John // Crain's New York Business;8/28/95, Vol. 11 Issue 35, p42
Reports on Lehman Brothers Inc.'s sale of 20,000 brokerage accounts to rival Prudential Securities Inc.
- Lehman Plans Settlement. // American Banker;6/1/2011, Vol. 176 Issue 84, p2
The article reports that the bankrupt financial services firm Lehman Brothers Holdings Inc. is proposing a settlement of its outstanding derivatives trades with many of its largest counterparties, including some large banks.
- Lehman ready to unveil a group of sector-based ETFs. Wagley, John // Investment Dealers' Digest;09/25/2000, Vol. 66 Issue 37, p6
Reports on the plans of Lehman Brothers to unveil a advertising campaign for a group of exchange-traded funds (ETF) broken down by sector and investment style. Consideration of ETF as derivatives; Lehman's ETF called I-shares.
- Autumn is In the Air. O’Neil, Greg // Michigan Banker;Oct2015, Vol. 27 Issue 10, p9
An introduction is presented in which the editor discusses various reports within the issue on topics including a conference of banking managers and directors, poor cybersecurity, and bankruptcy of financial firm Lehman Brothers.