SEC Bars Pennsylvania's Kieran Dale From Investment Advisory Business

Hume, Lynn
April 2006
Bond Buyer;4/21/2006, Vol. 356 Issue 32365, p31
Trade Publication
The article reports on the prohibition ordered by the Securities and Exchange Commission (SEC) against Kieran J. Dale of Downingtown, Pennsylvania from the investment advisory business. This is in connection with the settlement scheme by SEC for the securities fraud cases filed against her. It involves her misappropriation acts of more than 9 million dollar from a private equity venture capital fund, whose biggest investors were state and local public pension funds.


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