TITLE

SEC to Publish MSRB Guidelines on 529 Plan Sales

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 2006
SOURCE
Bond Buyer;4/28/2006, Vol. 356 Issue 32370, p41
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports that the U.S. Securities and Exchange Commission will publish the Municipal Securities Rulemaking Board's interpretative guidelines regarding the suitability, disclosure and other customer protection requirements that broker-dealers must meet when selling 529 college saving plans.
ACCESSION #
20708130

 

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