NAIPFA Urges S.C. Officials to Reject Dealer-FA Measure

Hume, Lynn
April 2006
Bond Buyer;4/25/2006, Vol. 356 Issue 32367, p7
Trade Publication
The article reports that independent financial advisers urged South Carolina legislators and Governor Mark Sanford to reject legislation pending in the state House in South Carolina. The pending legislation would have prohibit state and local issuers of municipal securities from using anyone other than broker-dealers as financial advisers. Other legislators contend that the measure was intended to ensure issuers in the state to hire only qualified financial advisers.


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