Cox Names Andrew Donohue as New Director of Investment Management
- SEC's Andrew Donohue Takes Measured Approach to Changes. Morgan, John // Money Management Executive;8/17/2009, Vol. 17 Issue 33, p1
An interview with Andrew J. Donohue, director of the division of investment management at the U.S. Securities and Exchange Commission (USEC), is presented. When asked about his expectations on how famous and helpful summary prospectuses among investors, he mentions that he is expecting them to...
- SEC names officials: Roye, Becker, Eisenberg. Hume, Lynn Stevens // Bond Buyer;11/02/98, Vol. 326 Issue 30512, p5
Announces the appointment of Paul F. Roye as director of the Securities and Exchange Commission's Division of Investment Management, replacing Barry Barbash. Appointees for deputy general counsels; Profile on Roye and the other appointees.
- CRACKDOWN ON MUTUAL FUND ABUSE. McKinney, Jeffrey; Brown, Carolyn M. // Black Enterprise;Dec2003, Vol. 34 Issue 5, p22
Interviews Paul Roye, director of the U.S. Securities and Exchange Commission's Division of Investment Management, on alleged improper mutual fund trading. Complaint which prompted the investigation of the mutual fund industry; Right way and wrong way to conduct mutual fund trades under the...
- SEC Fund Chief Hits the Ground Running. WINOKUR, CHERYL // American Banker;6/25/1999, Vol. 164 Issue 121, p10
Focuses on the priorities of Paul F. Roye as director of the United States Securities and Exchange Commission's investment management unit. Scrutiny of the role of outside directors of mutual fund companies; Development of a system to identify who should really be classified as interested...
- After Tumultuous Period, Roye Departs SEC. Amend, James // Money Management Executive;2/28/2005, Vol. 13 Issue 8, p1
This article reports that Paul Roye, director of the investment management division at the U.S. Securities and Exchange Commission (SEC), ended nearly a year of speculation on February 18, 2005, by announcing that he will step down as the mutual fund industry's top regulator. According to a SEC...
- Carter, Harlan Named to Top SEC Posts. // Bond Buyer;1/9/2002, Vol. 339 Issue 31300, p36
Reports on the appointment of directors of the U.S. Securities and Exchange Commission. Professional background of the directors.
- Touting Expertise, Pitt Says He Has No Intention of Resigning. Hume, Lynn // Bond Buyer;7/22/2002, Vol. 341 Issue 31432, p5
Reports the refusal of the Securities and Exchange Commission chairman Harvey Pitt to resign in the U.S. Expertise in the securities market; Management on the crisis of confidence in the stock market; Implementation of economic reforms.
- Pitt Tells ABA He Plans to Stay at SEC. Ferris, Craig // Bond Buyer;8/13/2002, Vol. 341 Issue 31448, p5
Reports the statement of Securities and Exchange Commission chairman Harvey L. Pitt to remain in the position despite calls for resignation in the U.S. Management of the corporate fraud crisis; Alteration of capital markets; Career history of Pitt.
- SEC Official Warns On VA Bonuses. Brostoff, Steven // National Underwriter / Life & Health Financial Services;6/12/2000, Vol. 104 Issue 24, p1
Deals with the impact of bonus products on the variable annuity industry according to Paul Roye of the United States Securities and Exchange Commission (SEC). Potential role of bonus products in practice abuses according to Roye; Actions taken by the SEC on suitability of bonus transactions;...