TITLE

SEC to Hold Roundtables on Use of Interactive Data

AUTHOR(S)
Hume, Lynn
PUB. DATE
March 2006
SOURCE
Bond Buyer;3/10/2006, Vol. 355 Issue 32336, p28
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports on the plan of the United States Securities and Exchange Commission to hold a series of roundtables to discuss speeding up the use of Internet tools to provide investors and analysts with better financial information about mutual funds and companies. Participants in the roundtables will include investors, analysts, auditors, issuers, technology professionals and regulators.
ACCESSION #
20281984

 

Related Articles

  • Redemption Fee Rule Seen Costing Industry $617.5M. Barney, Lee // Money Management Executive;9/26/2005, Vol. 13 Issue 36, p3 

    Reports on the impact of setting redemption fees in compliance with the U.S. Securities and Exchange Commission's new Rule on mutual fund industry. Total cost of the redemption fees; Details and scope of the Rule 22c-2; Effectivity of the new Rule 22c-2.

  • Investors wary after mutual fund scandals. Adams, Brent // Indianapolis Business Journal;1/12/2004, Vol. 24 Issue 45, p17 

    Discusses financial advisers' recommendation of mutual funds as investments at the start of 2004. Need for investors to check funds thoroughly before making an investment decision; Requirement for brokers to follow U.S. Securities and Exchange Commission (SEC) standards for registration,...

  • SEC Reeavaluating 'Hard' 4 p.m. Rule On Mutual Fund Trades. Brostoff, Steven // National Underwriter / Life & Health Financial Services;3/15/2004, Vol. 108 Issue 10, p7 

    The U.S. Securities and Exchange Commission (SEC) is reevaluating its proposed "hard" 4 p.m. rule on the purchase or redemption of mutual fund shares aimed at preventing late trading abuses, an official with the Securities and Exchange Commission says. Paul F. Roye, director of SEC's Division of...

  • SEC wants mutual fund certification in writing. Anand, Vineeta // Pensions & Investments;11/1/2004, Vol. 32 Issue 22, p6 

    This article reports that the U.S. Securities and Exchange Commission (SEC) examiners want chief compliance officers of investment advisers affiliated with mutual funds to certify, in writing, the firm's compliance with its policies and procedures. And in a combined examination of an...

  • Closed-End Funds in New Timing Scheme. Amend, James // Money Management Executive;1/24/2005, Vol. 13 Issue 3, p1 

    The article reports that the U.S. Securities and Exchange Commission has unearthed a new type of mutual fund market timing, charging an Urbana, Illinois-based Internet day trader with three counts of violating exchange laws. The case further underscores the Commission's heightened scrutiny of...

  • Hedge Funds Must Comply Now! Hintze, John // Traders Magazine;Mar2005, Vol. 18, p20 

    This article reports that next February's requirement for hedge fund managers to register with the U.S. Securities and Exchange Commission seems a long way off and, in the vein of Y2K and most other human endeavors, there almost certainly will be a mad rush late this year to meet the compliance...

  • China: Nearing QDII Agreement With US.  // Emerging Markets Monitor;2/4/2008, Vol. 13 Issue 41, p6 

    The article explores issues surrounding the Chinese stock market. It notes that the qualified domestic international investor programme has not fostered significant outflows despite high subscription rates most likely due to the strength of domestic equities and anticipation of CNY appreciation....

  • Mutual Fund Proposals Aired Before SEC. Hume, Lynn // Bond Buyer;8/24/2006, Vol. 357 Issue 32452, p1 

    The article focuses on the mutual fund proposals raised by Florida's State Board of Administration (SBA) before the U.S. Securities and Exchange Commission (SEC). The SBA called for mutual fund reforms in a comment letter backing proposals by the SEC that fund chairs and 75 percent of fund board...

  • The Regulation of Mutual Fund Names and the Societal Role of Trust: An Exploration of Section 35(d) of the Investment Company Act. Barnett, Larry D. // DePaul Business & Commercial Law Journal;Spring2005, Vol. 3 Issue 3, p345 

    Section 35(d) of the Investment Company Act ("the Act") authorizes the Securities and Exchange Commission ("the SEC" or "the Commission") to regulate the names of investment companies that are registered with the Commission, and bars registered investment companies -- the vast majority of which...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sign out of this library

Other Topics