- Canada to Mandate Same-Day Matching. Kentouris, Chris // Securities Industry News;3/13/2006, Vol. 18 Issue 10, p26
Focuses on the decision of the Canadian Securities Administration to require same-day matching of securities transactions. Effectivity of the same-day matching; Reaction of the majority of securities industries to the request; Estimation on Canadian transactions that were matched on trade date.
- MSRB Elections and G-38 on Meeting Agenda. Hume, Lynn // Bond Buyer;7/13/2005, Vol. 353 Issue 32173, p4
Reports on the meeting of the Municipal Securities Rulemaking Board in Napa Valley, California to discuss consultants, pre-award pricing and elect members and officers for the fiscal year starting October 1, 2005. Priorities in the board's agenda from a policy standpoint; Transition provisions...
- U.S. Extends Lead In Worldwide M Energy To Fuel '15. CIARAN McEVOY // Investors Business Daily;12/30/2014, pA01
Surging stocks, robust economic growth and a strengthening job market have lifted U.S. business confidence, resulting in a thirst for deals this year that should continue in 2015, analysts said.
- Trading and Technology. // Traders Magazine;Jun2004, Vol. 17 Issue 226, p10
Focuses on the role of trading technology in the securities market in the U.S. Significance of trading technology Annette Nazareth, regulation director of the Securities and Exchange Commission.
- Main Street and Wall Street Unity. // Traders Magazine;Jun2004, Vol. 17 Issue 226, p10
Focuses on issues related to the stock market in the U.S. Two divisions of the stock community; Ways allowing many Americans become owners of stocks in the market.
- Market Infrastructures Blamed for Lack of Messaging Standardisation. Du Chenne, Janet // Global Custodian News;Apr2015, p39
The article discusses the highlights of the Securities Market Practice Group's (SPMG) 2015 meeting in which a group of securities industry professionals proposed a plan to encourage harmonised business practices and regularly scheduled maintenance updates to improve standardisation.
- TIME, PRICE AND VOLUME FRAMES: THE TWO CRITICAL FACTORS. Krishtop, Alex // Modern Trader;Jan2016, p41
The article reports that time frame, "price frame" or "volume frame" are critical factors while building a securities trading system.
- Taiwan Moving Towards Adopting UCITS III Directive. // Emerging Markets Monitor;9/4/2006, Vol. 12 Issue 21, p7
The article reports on the plan by the Taiwanese Securities Investment & Consulting Association of The R.O.C. to adopt the Undertaking for Collective Investments In Transferable Securities (UCITS) III Directive. The adoption of the directive will allow the country to gain an international-level...
- Protecting Soft-Dollar Industry. // Traders Magazine;Jun2004, Vol. 17 Issue 226, p14
Focuses on ways to resolve the unfavorable impact of soft dollars on the securities industry in the U.S. Importance of a clearer labeling on the cost of soft dollars arrangements; Comments from U.S. Senator Charles Schumer, on the use of soft dollar; Impact of soft dollar abolition on the...