TITLE

SEC files charges against Sakura, ex-Stifel banker over refundings

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
January 1998
SOURCE
Bond Buyer;01/30/98, Vol. 323 Issue 30321, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the US Securities and Exchange Commission's (SEC) filing of securities fraud and other charges against Sakura Global Capital Inc. and former Stifel Nicolaus & Co. vice president James Pannone in connection with two refunding bond issues in 1992. Similar charges against former Sakura managing director Steven Strauss; Stifel's underwriting of the issues for two clients.
ACCESSION #
201107

 

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