Pacific Matrix agrees to settle with SEC
- Xerox: Copying Enron. Mokhiber, Russell // Multinational Monitor;May2002, Vol. 23 Issue 5, p30
Reports on the settlement of a lawsuit filed by the U.S. Securities and Exchange Commission against Xerox. Allegations against the company; Response of the company to the allegations; Investigation of the accounting practices of the company.
- SEC Gives Nod to Settlement in Kevin Quinn Case. Hume, Lynn // Bond Buyer;10/2/2001, Vol. 338 Issue 31235, p4
Reports the settlement of the case between Kevin Quinn and the Securities and Exchange Commission in the United States. Details of the trial; Conditions of the settlement; Reactions on the reasonability of the settlement.
- S&P Settlement Unlikely To Bring Any Change For Corporate Issuers. Goff, John // Global Finance;Mar2015, Vol. 29 Issue 3, p67
The article discusses the settlement agreement between Standard & Poor's Corp. and the U.S. Securities and Exchange Commission for the credit rating agency's alleged involvement in the 2007 housing market crash and its impact on the relationship among raters, corporate bond issuers and investors.
- SEC sues Big Five partner. // Accountancy;Jun2001, Vol. 127 Issue 1294, p11
Reports the lawsuit filed against Andersen partner Philip Harlow by the Securities and Exchange Commission in the United States. Involvement of Harlow in economic fraud; Authorization of Harlow on unqualified audit opinions on the financial statement of Sunbeam Corporation; Justification of the...
- Robert Cochran to Stand Trial in April Over SEC Charges. Hume, Lynn // Bond Buyer;09/12/2000, Vol. 333 Issue 30973, p6
Reports that Oklahoma Federal Judge Wayne E. Alley has set a trial date of April 2001 in the United States Securities and Exchange Commission's securities and fraud case against former state investment banker Robert Cochran. Details of the case; Cochran's denial of the charges against him.
- Grace Settles With SEC on Earnings Manipulation. Nielsen, Karol // Chemical Week;7/7/1999, Vol. 161 Issue 26, p16
Focuses on the decision of W.R. Grace company to settle its earnings manipulation case with the United States Securities and Exchange Commission (SEC). Payment to be made by W.R. Grace to establish a public education program; Purpose of the company for settling the case.
- Transcrypt escapes financial penalty in SEC ruling. // Mobile Radio Technology;Feb2001, Vol. 19 Issue 2, p54
Reports that Lincoln, New England-based Transcrypt International has settled with the United States Securities and Exchange Commission in the agency's investigation into errors in some of the company's 1996 and 1997 quarterly and annual financial reports. Terms under the settlement.
- Chase to Pay $1 Million to Settle Recordkeeping Charges. Hume, Lynn // Bond Buyer;9/25/2001, Vol. 337 Issue 31230, p3
Reports the agreement of Chase Manhattan Bank to pay one million dollars to settle the Securities and Exchange Commission (SEC) recordkeeping charges in the United States. Announcement of the settlement by the SEC following the decision of a District Judge; Amount of inaccuracies identified by...
- IS JUDGE RAKOFF ASKING FOR TOO MUCH? THE NEW STANDARD FOR CONSENT JUDGMENT SETTLEMENTS WITH THE SEC. NAOUFAL, AMANDA S. // American University Business Law Review;2012, Vol. 2 Issue 1, p183
In SEC v. Citigroup Global Markets, Inc., Judge Rakoff rejected a $285 million settlement between the Securities and Exchange Commission ("SEC" or "Commission") and Citigroup. The complaint alleged that Citigroup failed to disclose its role in the selection of assets for a billion dollar...