Pacific Matrix agrees to settle with SEC
- SEC sues Big Five partner. // Accountancy;Jun2001, Vol. 127 Issue 1294, p11
Reports the lawsuit filed against Andersen partner Philip Harlow by the Securities and Exchange Commission in the United States. Involvement of Harlow in economic fraud; Authorization of Harlow on unqualified audit opinions on the financial statement of Sunbeam Corporation; Justification of the...
- Robert Cochran to Stand Trial in April Over SEC Charges. Hume, Lynn // Bond Buyer;09/12/2000, Vol. 333 Issue 30973, p6
Reports that Oklahoma Federal Judge Wayne E. Alley has set a trial date of April 2001 in the United States Securities and Exchange Commission's securities and fraud case against former state investment banker Robert Cochran. Details of the case; Cochran's denial of the charges against him.
- Xerox: Copying Enron. Mokhiber, Russell // Multinational Monitor;May2002, Vol. 23 Issue 5, p30
Reports on the settlement of a lawsuit filed by the U.S. Securities and Exchange Commission against Xerox. Allegations against the company; Response of the company to the allegations; Investigation of the accounting practices of the company.
- SEC Gives Nod to Settlement in Kevin Quinn Case. Hume, Lynn // Bond Buyer;10/2/2001, Vol. 338 Issue 31235, p4
Reports the settlement of the case between Kevin Quinn and the Securities and Exchange Commission in the United States. Details of the trial; Conditions of the settlement; Reactions on the reasonability of the settlement.
- S&P Settlement Unlikely To Bring Any Change For Corporate Issuers. Goff, John // Global Finance;Mar2015, Vol. 29 Issue 3, p67
The article discusses the settlement agreement between Standard & Poor's Corp. and the U.S. Securities and Exchange Commission for the credit rating agency's alleged involvement in the 2007 housing market crash and its impact on the relationship among raters, corporate bond issuers and investors.
- In hearing, Horler admits not verifying documents. Marois, Michael B. // Bond Buyer;07/23/98, Vol. 325 Issue 30441, p1
Reports on former Dain Rauscher executive Virginia Horler's testimony during the California trial of a lawsuit filed by the United States Securities and Exchange Commission for her alleged disclosure violations. Horler's work as former financial adviser for Nevada County; Alleged...
- Dirt bonds center stage in Folsom prison. Marois, Michael B. // Bond Buyer;07/23/98, Vol. 325 Issue 30441, p36
Points out the lockdown in the United States Securities and Exchange Commission's lawsuit against financial adviser Virginia Horler for alleged disclosure violations in connection with a $9 million dirt bond sold by Nevada County, California in 1990. Trial held outside of Folsom State Prison to...
- Wasting Accounting Rules. Mokhiber, Russell // Multinational Monitor;May2002, Vol. 23 Issue 5, p30
Reports on a lawsuit filed by the U.S. Securities and Exchange Commission against Waste Management Inc. officials for financial fraud from 1992 to 1997. Details of the accounting fraud complaint; Beneficiary of the fraud.
- SEC eyes auditors, appraisers in church probe. Andrews, Greg // Indianapolis Business Journal;8/5/2002, Vol. 23 Issue 21, p5
Reports on a federal lawsuit filed by the U.S. Securities and Exchange Commission (SEC) in continuation of its investigation of the fraudulent financial dealings of Church Extension of the Church of God Inc. Accusation against the non-profit organization; Overview of the lawsuit; Evaluation of...