TITLE

Many Oppose G-23 Changes

AUTHOR(S)
Hume, Lynn
PUB. DATE
January 2006
SOURCE
Bond Buyer;1/18/2006, Vol. 355 Issue 32300, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article reports that the U.S. Municipal Securities Rulemaking Board has received several comment letters on its Rule G-23 on dealer-financial advisers. The rule requires any dealer-financial adviser that wants to become an underwriter in a negotiated transaction to terminate its financial adviser relationship with the issuer. It received oppositions from the Bond Market Association and broker firms.
ACCESSION #
19872262

 

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