TITLE

Experts: Scrutinize Your Soft Dollars Closely

AUTHOR(S)
Amend, James M.
PUB. DATE
February 2006
SOURCE
Investment Management Weekly;2/13/2006, Vol. 19 Issue 6, p6
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
Discusses the proposed interpretive on brokers commissions released by the U.S. Securities and Exchange Commission (SEC). Reaction of brokerage firm executives to the proposed interpretive of SEC; Failure of SEC officials to provide a status on the rule; Examination on how the proposed interpretive will impact of the industry; Importance for SEC to provide a clear rule on the issue.
ACCESSION #
19817955

 

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