G-23 Key Topic at MSRB Meeting

Hume, Lynn
February 2006
Bond Buyer;2/14/2006, Vol. 355 Issue 32319, p1
Trade Publication
The article talks about the controversy over whether Rule G-23 on dealer financial advisers should be overhauled at the Municipal Securities Rulemaking Board's meeting in Amelia Island, Florida. The board also plans to talk about a much-criticized proposal for dealers marketing 529 college savings plans and a new definition of solicitation for political contribution. The board is anticipated to decide whether G-23 should be changed.


Related Articles

  • MSRB's Heavy Agenda: Defends Rule Changes for Underwriter Fair-Dealing. Quigley, Joan // Bond Buyer;1/31/2012, Vol. 379 Issue 33655, p1 

    The article reports that the U.S. Municipal Securities Rulemaking Board (MSRB) has defended its proposed guidance on fair-dealing for underwriters. It relates that the proposal would prohibit dealers from telling issuers not to hire a financial advisor. Moreover, the measure would require...

  • MSRB clarifies 'Special Condition Indicator' Regs. Hume, Lynn // Bond Buyer;12/26/2007, Vol. 362 Issue 32780, p32 

    The article reports on the clarification of the U.S. Municipal Securities Rulemaking Board concerning collateral repurchase transactions. The board issued a notice declaring that general collateral repurchase transactions will not have to be reported with special condition indicators under new...

  • Reporting Change For Municipals. Dow Jones // American Banker;2/1/2005, Vol. 170 Issue 21, p20 

    Reports that the Municipal Securities Rulemaking Board unveiled a real-time transaction reporting system for brokers and dealers trading municipal securities.

  • MSRB to Talk EMMA Development at Board Meeting. Ackerman, Andrew // Bond Buyer;4/2/2008, Vol. 364 Issue 32848, p28 

    The article reports on the meeting of the Municipal Securities Rulemaking Board (MSRB) which is intended to discuss the proposed centralized repository Electronic Municipal Market Access (EMMA) in Boston, Massachusetts. It states that EMMA provides disclosure and price information on the prices...

  • MSRB Issues G-37, G-38 Guidance. Hume, Lynn // Bond Buyer;2/26/2004, Vol. 347 Issue 31829, p1 

    The U.S. Municipal Securities Rulemaking Board (MSRB) has put municipal securities dealers on notice that they risk being sanctioned if they do not properly provide information about their consultants and political contributions in quarterly forms filed with the board. "If they fill out the...

  • Bigger Fines For MSRB Violations. Hume, Lynn // Bond Buyer;3/10/2006, Vol. 355 Issue 32336, p1 

    The article reports that the National Association of Securities Dealers in the United States is considering imposing bigger fines and tighter sanctions for dealers who violate Municipal Securities Rulemaking Board rules. The rules cover trade reporting and execution, political contribution and...

  • MSRB to Send SEC Revisions to G-37 Guidance. Hume, Lynn // Bond Buyer;5/20/2005, Vol. 352 Issue 32137, p1 

    The article focuses on the Municipal Securities Rulemaking Board that plans to send the Securities and Exchange Commission (SEC) a revised version of the guidance and changes to its Rule G-37. The board will remove from the guidance specific suggestions as to how dealers should write supervisory...

  • Munis Firmer in Light Trading Session. Scarchilli, Michael; Campbell, Dakin // Bond Buyer;1/14/2008, Vol. 363 Issue 32794, p2 

    The article reports on the financial performance of the municipal market in the U.S. In light trading, the municipal market was firmer by one to two basis points. The Municipal Securities Rulemaking Board reported that trades and the Treasury market showed some gains. The yield on the benchmark...

  • MSRB Details 8 Initiatives. Hemmerdinger, Jonathan // Bond Buyer;5/1/2012, Vol. 380 Issue 33706, p1 

    The article discusses the release of initiatives to increase transparency in the U.S. municipal securities market by the Municipal Securities Rulemaking Board (MSRB). The board considers to reduce the amount of time dealers have to report trades and prohibit underwriters from consenting to...


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics