J.P. Morgan Violated Rule G-37

Hume, Lynn; O'Brien, Elizabeth; Cataldo, Adam
February 2006
Bond Buyer;2/6/2006, Vol. 355 Issue 32313, p1
Trade Publication
The article focuses on the violation of Rule G-37 by J. P. Morgan Securities Inc. by serving as lead or co-underwriter of five negotiated municipal bond deals totaling almost one billion dollars for New York State authorities. One of the municipal finance professionals of the state contributed 1,000 dollars to gubernatorial campaign of Attorney General Eliot Spitzer.


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