J.P. Morgan Trips G-37 Ban in N.Y

Hume, Lynn; Whalen, Robert
February 2006
Bond Buyer;2/3/2006, Vol. 355 Issue 32312, p1
Trade Publication
The article reports that JPMorgan Securities Inc. has temporarily banned itself from serving as underwriter on negotiated municipal securities transactions for New York State under Rule G-37. The ban was triggered by an employee who made a $1000 contribution to the gubernatorial campaign for state attorney general Eliot Spitzer. However, J.P. Morgan is asking federal regulators for a waiver from the ban.


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