NASD Fines Berean, Top Official for G-37 Lapses
- Fines Mounting For Strikers In New Jersey. R. R. W. // Education Week;10/7/1987, Vol. 7 Issue 5, p4
The article reports that Judge Frederick C. Kentz of New Jersey Superior Court has imposed the fines on the Elizabeth Education Association and the New Jersey Education Association after school employees went on strike. $10,000 was fined for each organization. Judge Kentz has ordered that the...
- Collection societies face multi-million-pound fines. // Music Week;2/18/2006, Issue 7, p5
The article reports that the Performing Rights Society, an association of composers, songwriters and music publishers in Great Britain, and its sister societies could face a multi-million pound fine from the European Commission (EC). The action by the Commission was included in a statement of...
- Tough Medicine: NASD Fines Hit $102 Million in 2004. Trincal, Emma // On Wall Street;Feb2005, Vol. 15 Issue 2, p36
Reports on the increase of disciplinary fines collected by the National Association of Securities Dealers (NASD) in 2004. Amount of the fines that were collected; Statement from Barry Goldsmith, NASD enforcement chief, regarding the increase of the amount of fines; Focus of the NASD regulatory...
- JACKSON SECURITIES GROWS WITH MERGER. Patterson, Philana; Richardson, Nicole Marie // Black Enterprise;Sep2005, Vol. 36 Issue 2, p34
The article reports on the consolidation of minority-owned firms Berean Capital Inc. and Jackson Securities LLC on June 8, 2005. It is noted that the merger will retain the Jackson Securities name. Dudley Brown Jr. sits as co-chairman and CEO of the new firm, which has 40 employees and is...
- NASD to Get Tougher on Bond Reporting. Kite, Shane // Securities Industry News;12/1/2003, Vol. 15 Issue 46, p1
Reports on the fines that the National Association of Securities Dealers and the Municipal Securities Rulemaking Board (MSRB) will implement against firms for failure to report corporate and municipal bond trading data to the organizations. Purpose of the snapshot T+2 report that the MSRB added...
- Water firms pay Â£40,000 in compensation. // ENDS (Environmental Data Services);Feb2011, Issue 433, p62
The article reports that Northumbrian paid 19,632 British pounds to the Derwent Angling Association for spilling 3,200 litres of sodium hydroxide into the river Derwent in February 2009 while Yorkshire Water paid 20,000 British pounds to two angling clubs due to sewage pollution incidents in 2006.
- Fined after death crash lies. // Commercial Motor;4/14/2005, Vol. 201 Issue 5124, p19
Focuses on the fine imposed on haulier William Hegarty by the Ballymena Crown Court in Antrim, Northern Ireland. Charges against Hegarty; Impact of the claims on Hegarty.
- Street Talk. // Philadelphia Gay News;6/20/2014, Vol. 38 Issue 25, p11
The article presents answers to a question about the imposition of fines and criminal penalties for individuals involved in student bullying.
- APPA Spearheads National Branding Initiative. // State News (Council of State Governments);Oct2008, Vol. 51 Issue 9, p36
The article discusses the initiative by the American Probation and Parole Association (APPA) to raise awareness about the role of probation, parole and community corrections in community safety in 2008. The branding initiative, which is being rolled out in states, cities and towns across the...