Former Stifel employee settles fraud charges with SEC

January 1999
Bond Buyer;01/28/99, Vol. 327 Issue 30567, p5
Trade Publication
Reports on the settlement of fraud charges by Randall Nelson, a former employee of Stifel Nicolaus & Co. with the Securities and Exchange Commissions. Commission's charges against Nelson; Pending criminal charges against former Stifel executive vice president.


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