TITLE

Rules and Regs Update

AUTHOR(S)
Bassett, Michael
PUB. DATE
January 2006
SOURCE
Financial & Insurance Meetings;Jan/Feb2006, Vol. 42 Issue 1, p15
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article presents a summary of the regulatory initiatives in 2006 that could affect the department of every organization. An expanded Conduct Rule 2311 has been proposed by National Association of Securities Dealers that would replace its current noncash-compensation rules enacted in 1999. Concerns expressed by the Securities Industry Association about the new rule are discussed. INSET: COOL TOOL: Tracking Noncash Compensation Online.
ACCESSION #
19493799

 

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