TITLE

Hedge Funds Anxious as Registration Nears

AUTHOR(S)
Amend, James M.
PUB. DATE
January 2006
SOURCE
Investment Management Weekly;1/9/2006, Vol. 19 Issue 1, p1
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article reports on the new registration rules on hedge funds imposed by the U.S. Securities and Exchange Commission (SEC) in 2006. It is said that investment companies are struggling to comply with the February 1 of the registration rules. Janaya Moscony, president of SEC Compliance Consultants, comments on the registration rules. The cost of registration for hedge funds under the SEC cost/benefit analysis will be $20,000.
ACCESSION #
19435375

 

Related Articles

  • SEC preparing to register hedge funds. Collins, Daniel P. // Futures: News, Analysis & Strategies for Futures, Options & Deri;Apr2004, Vol. 33 Issue 5, p21 

    Reports that the United States Securities and Exchange Commission (SEC) is preparing a proposed rule to register hedge fund managers as investment advisors, according to a speech by SEC chairman William Donaldson. Opposition to the registration from commissioners Cynthia Glassman and Paul...

  • Not a Catastrophe for Hedge Funds. Bresiger, Gregory // Traders Magazine;Aug2004, Vol. 17 Issue 229, p14 

    Cites the comments of former U.S. Securities and Exchange Commission official Mark Borrelli regarding the condition of the hedge fund business. Belief of the fund's continuing growth as part of the trading industry despite the subjection of fund advisers to different fund regulations; Need for...

  • Securities and Exchange Commission Adopts Rule Requiring the Registration of Hedge Fund Advisers.  // Venulex Legal Summaries;2004 Q4, p1 

    The article focuses on the rule adopted by the U.S. Securities and Exchange Commission (SEC) under the Investment Advisers Act of 1940 that will require most hedge fund advisers to register with the SEC. The rule clears the methods of counting clients for purposes of the exemption under the...

  • New Twists Emerge In Registration Saga. Lewis, Janet // Investment Dealers' Digest;11/21/2005, Vol. 71 Issue 44, p9 

    Reports on the regulations set by the U.S. Securities and Exchange Commissions (SEC) for the registration of hedge fund. Effort of hedge fund advisers to avoid registration with SEC; Exemption for the SEC registration; Deadline for the registration.

  • Hedge Fund Strategies Just Too Risky. Santini, Laura // Investment Dealers' Digest;10/20/2003, Vol. 69 Issue 40, p9 

    Focuses on the U.S. Securities and Exchange Commission's report on the hedge fund industry in 2003. Need for mutual funds to start resembling hedge funds in order to be competitive; Risks associated with hedge funds; Impact of the lifting of the short-short rule on the ability of mutual funds...

  • The Hedge Fund Fight Is Not Over. Bresiger, Gregory // Traders Magazine;Dec2004, Vol. 17 Issue 233, p15 

    Reports that the officials of the Managed Futures Association (MFA), which was one of the groups that opposed the battle over registration of hedge funds, has expected someone to file lawsuit against the U.S. Securities and Exchange Commission (SEC). Argumentation of MFA that SEC does not have...

  • SEC Introduces Mutual Fund Cost Calculator. Murray, M. Christian // National Underwriter / Life & Health Financial Services;5/3/99, Vol. 103 Issue 18, p28 

    Reports that the United States Securities and Exchange (SEC) Commission launched a mutual fund Cost Calculator that helps consumers assess the cost of owning funds. Significance of the calculator; Comments from analysts; Views from Nancy Smith, director of the SEC office of investor education...

  • Stating the Case for Small Hedge Funds to Register. Kentouris, Chris // Money Management Executive;8/2/2010, Vol. 18 Issue 31, p3 

    The author reflects on the requirement of states and the U.S. Securities and Exchange Commission (SEC) for the registration of hedge fund managers. She cites the four states where managers usually open shop including California, New York, and Massachusetts. The author mentions the requirements...

  • Private Equity Firms Confront SEC Reg Scare. Hintze, John // High Yield Report;2/16/2004, Vol. 15 Issue 7, p1 

    Reports on the U.S. Securities & Exchange Commission's proposal to regulate hedge funds. Potential impact of the proposal on private equity funds; Registration requirements; Compliance burdens and expenses for domestic private capital funds.

Share

Read the Article

Courtesy of THE LIBRARY OF VIRGINIA

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics