Lissack, SEC called near a settlement: Barred, $30,000 fine

Hume, Lynn Stevens
January 1998
Bond Buyer;01/28/98, Vol. 323 Issue 30319, p1
Trade Publication
Reports on the penalties imposed by the US Securities & Exchange Commission on former Smith Barney Inc. managing director Michael Lissack over a swap transaction in Dade County, Florida. Agreement of Lissack to pay $30,000 in fines to the US SEC; Barring of Lissack from the securities industry for at least five years; Background of the swap transaction case.


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