TITLE

SEC Gives Itself High Marks for Enforcement

AUTHOR(S)
Abramovich, Giselle
PUB. DATE
November 2005
SOURCE
Investment Management Weekly;11/28/2005, Vol. 18 Issue 45, p4
SOURCE TYPE
Periodical
DOC. TYPE
Article
ABSTRACT
The article reports on the release of the "SEC 2005 Performance and Accountability Report," by the U.S. Securities and Exchange Commission in 2005. The report is a summary of accomplishments of the agency in 2005 and challenges to be faced in the future. Among the accomplishments of the agency were in the areas of enforcement, the promotion of informed investor decision-making, the strengthening of market structure, governance, the oversight of broker/dealers, improved operational effectiveness and the adoption of new information technologies.
ACCESSION #
19014639

 

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