Judge Orders Peden To Disgorge $2 Million
- Peden Gets Six Years in Fraud Case. Hume, Lynn // Bond Buyer;05/15/2001, Vol. 336 Issue 31139, p1
Reports that former bond lawyer Derryl Peden has been sentenced to six years in prison and ordered to pay fines after pleading guilty to conspiracy to commit securities fraud in connection with 74 municipal bond issues. Details of the case.
- Ex-Bond Lawyer Nabbed for Robbery. Hume, Lynn // Bond Buyer;05/10/2000, Vol. 332 Issue 30888, p2
Reports on the arrest of former bond attorney Derryl Peden for robbery. Cases filed against Peden.
- IRS cautions Mississippi communities on taxability. McKenna, Jon; McEntee, Christopher // Bond Buyer;08/11/97, Vol. 321 Issue 30206, p1
Reports on the threat by the US Internal Revenue Service to tax municipal bonds underwritten by Thorn, Alvis, Welch & Co. over concerns that they were used for arbitrage profits rather than on civic projects. Thorn firm's deals affecting Mississippi local governments; Settlement between the...
- Derryl Peden Indicted for Muni Fraud. Hume, Lynn // Bond Buyer;06/23/2000, Vol. 332 Issue 30919, p1
Reports that a federal grand jury has handed down criminal indictments against former bond counsel Derryl W. Peden and ex-bankers John E. Thorn Jr. and Eugene J. Yelverton Jr. Case background; Peden's involvement in fraudulent municipal note issues that were sold for local governments in...
- Protect yourself from fraud. Nusbaum, David // Futures: News, Analysis & Strategies for Futures, Options & Deri;Mar1995, Vol. 24 Issue 3, p64
Warns investors about fraud in trading. Commodity Futures Trading Commission (CFTC); Number of complaints; Background check on stockbroker; Fraudulent sales practices; Telemarketing; Cases; Out-of-the-money options; Effect of infomercials; Recovery; Exemptions to anti-fraud laws. INSETS:...
- Crooks and post-Communist riches. Reerink, Jack // Futures: News, Analysis & Strategies for Futures, Options & Deri;Mar1995, Vol. 24 Issue 3, p66
Discusses the factors which make Eastern Europeans ideal targets for trading fraud. Circulation of money; Regulations against investments abroad; Lack of bank regulation; Sophistication of investors; Sample case.
- Orange County-style fiasco not likely here, officials say. Kohout, Cheryl // Inside Tucson Business;9/11/95, Vol. 5 Issue 24, p1
Reports on efforts in Pima County, Arizona to prevent the repeat of the Orange County, California fiasco in Arizona. Estimated loss of Orange County in the fiasco; Three rules applied by Pima County in investing; Meeting between Pima County officials and representatives from Patterson &...
- Tucson duo nabbed for fraud. // Inside Tucson Business;05/19/97, Vol. 7 Issue 8, p3
Reports on the apprehension of a Tucson couple, an accounting firm and several other individuals on charges of securities fraud by the Arizona state securities regulators.
- Basic truths: The implications of the fraud-on-the-market theory for evaluating the `misleading'... Newman Jr., John M.; Herrmann, Mark // Journal of Corporation Law;Summer95, Vol. 20 Issue 4, p571
Discusses the concept of a securities fraud claim based on the fraud-on-the-market theory. Entry of misinformation in the market that improperly changed the price of a security; Importance of professional investors; Element of `misleadingness.'