TITLE

New Twists Emerge In Registration Saga

AUTHOR(S)
Lewis, Janet
PUB. DATE
November 2005
SOURCE
Investment Dealers' Digest;11/21/2005, Vol. 71 Issue 44, p9
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the regulations set by the U.S. Securities and Exchange Commissions (SEC) for the registration of hedge fund. Effort of hedge fund advisers to avoid registration with SEC; Exemption for the SEC registration; Deadline for the registration.
ACCESSION #
18917113

 

Related Articles

  • The Hedge Fund Fight Is Not Over. Bresiger, Gregory // Traders Magazine;Dec2004, Vol. 17 Issue 233, p15 

    Reports that the officials of the Managed Futures Association (MFA), which was one of the groups that opposed the battle over registration of hedge funds, has expected someone to file lawsuit against the U.S. Securities and Exchange Commission (SEC). Argumentation of MFA that SEC does not have...

  • Despite Pressures, It's Business as Usual for Hedge Funds. Amend, James M. // Money Management Executive;1/9/2006, Vol. 14 Issue 1, p4 

    The article reports that the hedge fund industry is ignoring the growing transparency demands despite the U.S. Securities and Exchange Commission's (SEC) regulation. But for hedge funds, such transparency jeopardizes their business strategy. According to Boston-based research firm Cerulli...

  • Recent SEC Administrative Proceeding Against Hedge Fund Adviser Illustrates Classic Application of Integration Principles and Limitations on Private Offering Exemptions. Felsenstein, Steven M.; Reilly, Terrance J. // Venulex Legal Summaries;2005 Q3, p1 

    The article discusses the administrative proceeding issued by the U.S. Securities and Exchange Commission (SEC) against a hedge fund investment adviser on July 8, 2005. The respondents established a hedge fund in 2000 and 2002 which the SEC integrated as it found no material differences between...

  • Why Following Hedge Funds' 13Fs is Not a Foolproof Strategy. Taub, Stephen // AR Magazine;3/16/2015, p3 

    The article discusses revisions of 13F filings or quarterly reports filed by institutional investment managers after getting special permission from the Securities and Exchange Commission (SEC). Topics discussed include common occurrence of hedge funds revising earlier filings, most revisions to...

  • Hedge Funds Take a Pass on Retail Investors. Frankie, Chris // Money Management Executive;5/26/2003, Vol. 11 Issue 21, p1 

    Focuses on the topics discussed at the U.S. Securities and Exchange Commission roundtable on hedge funds. Lobbying effort of hedge fund representatives to ease restrictions on mutual funds; Outlook for the hedge fund industry; Concern expressed by regulators about the risk facing investors.

  • Hedge Fund Transparency At Issue...Again. Conrad, Lee // U.S. Banker;Sep2007, Vol. 117 Issue 9, p14 

    The article highlights the emphasis given by the U.S. Securities & Exchange Commission (SEC) on hedge funds. The SEC creates a working group for hedge funds in its enforcement division to combat insider trading. This division will be a liaison with other federal law enforcement agencies and...

  • Hedge Funds Must Comply Now! Hintze, John // Traders Magazine;Mar2005, Vol. 18, p20 

    This article reports that next February's requirement for hedge fund managers to register with the U.S. Securities and Exchange Commission seems a long way off and, in the vein of Y2K and most other human endeavors, there almost certainly will be a mad rush late this year to meet the compliance...

  • Hedge Funds Will Play By The Rules, Whatever They Are. Terzo, Gerelyn // Investment Management Weekly;7/2/2009, p1 

    The article reports on the impending regulation concerning hedge funds in the U.S. Mitch Nichter, a partner in the investment management practice at law firm Paul Hastings, says the proposal has very few references to hedge funds and hedge fund managers. According to the article, the most direct...

  • Prime Brokers Cope with Hedge Fund Regulation: Less Scrutiny, More Risk? Hintze, John // Securities Industry News;Winter2005, Vol. 17, p5 

    Focuses on the efforts of the U.S. Securities and Exchange Commission (SEC) to regulate the hedge fund industry as of January 2005. Information on a SEC ruling on investment policies and procedures of hedge fund managers; Details of the Investment Advisors Act of 1940; Possible impact of...

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics