TBMA's request for disclosure study draws mixed reaction
- Disclosure rules still troublesome for California dirt-bond issuers. Marois, Michael B. // Bond Buyer;05/17/99, Vol. 328 Issue 30642, p29
Focuses on the problems encountered by issuers of municipal land-secured bonds in California with initial and continuing disclosure requirements. Wariness of issuers over enforcement actions by the Securities and Exchange Commission in the state; Complications in the state's disclosure for...
- SEC regs affect municipal issuers. Brodbeck, Charles; Rayl, Christopher // American City & County;Jun95, Vol. 110 Issue 7, p8
Urges municipal bond issuers to comply with disclosure rulings of the Securities and Exchange Commission (SEC). Information to be included in disclosure statement; Penalties for failure to comply with disclosure ruling.
- SEC Stresses Disclosure Procedures. Ackerman, Andrew // Bond Buyer;11/1/2010, Vol. 374 Issue 33408, p4
The article focuses on the regulation of the Securities and Exchange Commission (SEC) for bond issuers to develop and follow policies and procedures on disclosure documents to avoid conflict and enforcement action in the U.S. SEC director Elaine Greenberg states that inappropriate procedures may...
- Analysts harshly criticize impact of SEC disclosure rules. Hume, Lynn Stevens // Bond Buyer;4/17/98, Vol. 324 Issue 30374, p1
Discusses the report made by the National Federation of Municipal Analysts on the regulations imposed by the US Securities and Exchange Commission for secondary disclosure in the municipal market. Impact of the regulations in primary market disclosure; Ways in which the regulations may be...
- Roll call, please. // New Hampshire Business Review;3/29/96, Vol. 18 Issue 7, p1
Reports that the US Congress has passed a bill that would give municipalities the ability to issue bonds for economic development projects. Limitation of municipal bonding to a community's own capital projects; Fostering of public-private cooperation; Rejection of a bill to raise the minimum wage.
- Muni market must wipe out pay-to-play to eliminate slurs. Ferris, Craig T. // Bond Buyer;07/28/97, Vol. 321 Issue 30196, p27
Opinion. Argues in favor of eliminating pay-to-play practices in the municipal bond market in the United States. Support for US Securities and Exchange Commission (SEC) chairman Arthur Levitt's proposal to eliminate the practice; Debate in the Municipal Securities Rulemaking Board over whether...
- PSA proposed underwriters agreement to reflect regulatory, market changes. Hume, Lynn Stevens // Bond Buyer;08/18/97, Vol. 321 Issue 30211, p1
Reports on proposals to revise standard agreement for municipal bond underwriters in the United States. Contrast with the proposals of the Municipal Securities Rulemaking Board; Rule affecting syndicate members; Obligation of underwriters to potential investors.
- PSA asks issuers to use standardized cover sheet for muni disclosure filings. Hume, Lynn Stevens // Bond Buyer;08/18/97, Vol. 321 Issue 30211, p4
Reports on efforts to encourage the use of a standardized cover sheet among municipal bond issuers in the United States. Complaints over inaccuracies in the National Recognized Municipal Securities Information Repositories (NRMSIR); Securities and Exchange Commission (SEC) rules regarding...
- Envisioning a tax-exempt future. Green, Micah // American City & County;Jun94, Vol. 109 Issue 7, p18
Features suggested federal actions to maximize the value of tax-exempt municipal bonds and enhance their ability to leverage federal resources. Issuance of regulatory guidance on advance refunds; Broader tax-exempt financing for infrastructure projects involving private participation; Creation...