SEC Proposes Curbs on Soft Dollars

Abramovich, Giselle
October 2005
Investment Management Weekly;10/31/2005, Vol. 18 Issue 41, p6
Discusses the guidelines proposed by the U.S. Securities and Exchange Commission (SEC) about soft-dollar practices in 2005. Factors which prompted SEC to propose the guidelines; Responsibilities of investment managers under the proposed guidelines; Reactions of industry groups to the guidelines.


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