TITLE

SEC appeals key enforcement issue in case against Robert Cochran

AUTHOR(S)
Hume, Lynn
PUB. DATE
May 1999
SOURCE
Bond Buyer;05/05/99, Vol. 328 Issue 30634, p6
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the United States Securities and Exchange Commission's (SEC) request for a Denver, Colorado appellate court's ruling on a key issue for its municipal enforcement program in a fraud case against former investment banker, Robert Cochran. Docketing statement filed by SEC; Allegation that Cochran violated the securities fraud laws by failing to disclose payments received from third parties.
ACCESSION #
1835528

 

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