TITLE

SEC to seek input on NASD rule proposal

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 1999
SOURCE
Bond Buyer;04/21/99, Vol. 328 Issue 30624, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Highlights the United States Securities and Exchange Commission's plan to seek public comments on the National Association of Securities Dealers' proposed rule changes that would create a guide to streamline the discovery process used in its securities arbitration proceedings.
ACCESSION #
1804724

 

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