TITLE

FPA INSIDE WASHINGTON

PUB. DATE
April 2000
SOURCE
Journal of Financial Planning;Apr2000, Vol. 13 Issue 4, p21
SOURCE TYPE
Academic Journal
DOC. TYPE
Article
ABSTRACT
Reports developments related to Financial Planning Association (FPA) in Washington. Raise of the concern of FPA and SEC on the proposed rule expanding the broker/dealer exemption from registration as an investment adviser in a meeting; Enumeration of organizations which attended the meeting; Issuance of the privacy rules by SEC.
ACCESSION #
18014024

 

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