Sarbox Violations Alleged at Wachovia

O'Connor, Colleen Marie
August 2005
Investment Dealers' Digest;8/15/2005, Vol. 71 Issue 32, p8
Trade Publication
Reports on the allegations of Arturo Cifuentes, a former fixed-income researcher at Wachovia Securities LLC in the U.S., that he was fired by the investment banking unit for refusing to change, edit, or tailor his group's research and refusing to sign an important disclosure document. Contents of Cifuentes's complaints which alleged that the company's practices violate the Sarbanes-Oxley Act; Refusal of the company to comment about the complaint.


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