TITLE

MSRB drafts changes in rule G-38

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 1999
SOURCE
Bond Buyer;04/20/99, Vol. 328 Issue 30623, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the United States-based Municipal Securities Rulemaking Board's drafting of amendments to Rule G-38 that would force dealers to terminate their contracts with consultants who refuse to disclose. Concerns raised about dealers who use consultants to circumvent Rule G-37; Reasonable efforts defense.
ACCESSION #
1786814

 

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