SEC Plan Would Have Howe Solomon Pay Ex-Customers for Markups

Hume, Lynn
April 1999
Bond Buyer;04/13/99, Vol. 328 Issue 30618, p4
Trade Publication
Reports on the United States Securities & Exchange Commission's plan under which majority of Howe Solomon & Hall Inc.'s former customers will be reimbursed for markups the firm allegedly took from municipal securities sales in 19994. Controversy surrounding the firm's pricing practices; Suits planned by Howe's former customers; Actions taken by the National Association of Securities Dealers against the firm.


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