TITLE

SEC proposes rule relaxing net capital requirements

AUTHOR(S)
Reynolds, Katherine M.
PUB. DATE
December 1997
SOURCE
Bond Buyer;12/18/97, Vol. 322 Issue 30295, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that due to the broker-dealers rules proposed by the Securities and Exchange Commission (SEC) on December 17, 1997, capital requirements would not be relaxed for municipal securities. Comments from Michael A. Macchiaroli, associate director of the SEC's division of market regulation; Information on other proposals the commission made; Concerns expressed about Organization for Trade Cooperation regulation.
ACCESSION #
17656

 

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