TITLE

SEC's Levitt proposes changing law that plays role in yield-burning suit

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 1999
SOURCE
Bond Buyer;04/14/99, Vol. 328 Issue 30619, p36
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the proposal of United States Securities & Exchange Commission (SEC) chairman Arthur Levitt to loosen a provision of the Investment Advisers Act of 1940 and its implication to the case of SEC against Dain Rauscher Inc. Wide range of reaction to the proposal; Assurances from SEC officials that the proposed amendments will not affect investors.
ACCESSION #
1761602

 

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