TITLE

SEC refuses to reconsider Rule G-37 exemption request

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
December 1997
SOURCE
Bond Buyer;12/19/97, Vol. 322 Issue 30296, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the Securities and Exchange Commission (SEC) is not reconsidering the National Association of Securities Dealers' (NASD) denial of Morgan Stanley and Company's request for Rule G-37 exemption from a ban on negotiated municipal business with Massachusetts. What is being affected by SEC decision; Detailed information on the Municipal Securities Rulemaking Board rule G-37; Comments by Andrew Rowley, managing director and manager of Morgan Stanley.
ACCESSION #
17597

 

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