TITLE

MSRB to make clear its rules don't trump federal law

AUTHOR(S)
Hume, Lynn Stevens
PUB. DATE
January 1998
SOURCE
Bond Buyer;01/26/98, Vol. 323 Issue 30317, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the Municipal Securities Rulemaking Board's (MSRB) proposed changes to Rule G-23 requiring financial advisers to disclose conflicts and compensation. Implications on the use of the proposed changes on the use of MSRB rules to circumvent federal securities fraud laws; Comment by Christopher Taylor, executive director of the board; Features of the proposed amendments.
ACCESSION #
174705

 

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