SEC, IRS seek yield-burning cure exempting the innocent
- New SEC guidelines formalize disclosure rules for bond issuers. Pallarito, Karen // Modern Healthcare;11/21/94, Vol. 24 Issue 47, p24
Reports on the Securities and Exchange Commission (SEC) guidelines on disclosure rules for bond issuers. Complaints of bond buyers; Rules on compliance costs and underwriting; Healthcare Financial Management Association's (HFMA) issuance of `Statement No. 18' for disclosures after a bond sale.
- SEC suggests rules. // Hudson Valley Business Journal;6/13/94 - 6/20/94, Vol. 6 Issue 4, p6
Reports on the rules proposed by the Securities and Exchange Commission (SEC) to cut regulations for corporate bonds traded on stock-exchanges.
- It's about time the bond market started taking the SEC seriously. Ferris, Craig T. // Bond Buyer;09/29/97, Vol. 321 Issue 30240, p33
Opinion. Comments on the US Securities and Exchange Commission's well-publicized bond enforcement actions. Priority program of the agency; Resistance from participants in the municipal market; Evidence of the failure of the checks and balances of self-regulation.
- Bill could thwart SEC action over yield-burning abuses. Hume, Lynn Stevens // Bond Buyer;07/24/98, Vol. 325 Issue 30442, p1
Focuses on the implications of the proposed 1998 Regulatory Fair Warning Act on the United States Securities and Exchange Commission's actions over yield burning abuses. Representative George Gekas' sponsorship of the bill; Justice Department's opinion on the applicability of the bill.
- G-37-like rule unveiled. Hume, Lynn // Bond Buyer;08/05/99, Vol. 329 Issue 30698, p1
Reports that the United States Securities and Exchange Commission has proposed a G-37-like rule. Prohibition of federally regulated and nonregistered investment advisers from making political contributions; Resolution approved by the National Association of State Treasurers.
- SEC rule would allow broader fund investments. Hume, Lynn // Bond Buyer;09/28/99, Vol. 329 Issue 30735, p4
Reports on the proposed ruling of the United States Securities and Exchange Commission that would allow diversified tax-exempt municipal funds and investment companies to invest advanced-refunded bonds or repurchase agreements of a single issuer. Diversification requirements of the agency.
- SEC allows more firms to confirm trades. Hume, Lynn // Bond Buyer;05/11/99, Vol. 328 Issue 30638, p36
Reports that the United States Securities and Exchange Commission has allowed firms to provide automated confirmation and affirmation services to bond broker-dealers.
- Reading the Tea Leaves on IRS Plans for New Utility Rules. Kinnander, Ola // Bond Buyer;12/05/2000, Vol. 334 Issue 31030, p1
Reports on the plan of the United States Internal Revenue Service on the regulation of how bonds should be treated in a competitive energy market. Electric utility output regulations; Sale and transport of energy.
- Ruling May Impose Added Costs in Multifamily Deals. Vadum, Matthew // Bond Buyer;11/01/2000, Vol. 334 Issue 31008, p6
Reports on the ruling of the United States Internal Revenue Service that may impose added costs in multifamily bond deals. Three technical advice memorandum released.