TITLE

SEC upholds judge's decision to bar broker

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 1999
SOURCE
Bond Buyer;04/07/99, Vol. 328 Issue 30614, p2
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Focuses on the United States Securities and Exchange Commission's decision to bar Laurie Jones Canady from the securities industry in a case involving municipal investment trusts. Commission's upholding of a ruling issued by an administrative law judge in 1995.
ACCESSION #
1732246

 

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