TITLE

OutTakes

AUTHOR(S)
Lugo, Denise
PUB. DATE
June 2005
SOURCE
Investment Dealers' Digest;6/6/2005, Vol. 72 Issue 22, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
The article presents developments in the financial services industry in the U.S. President George W. Bush appointed Congressman Christopher Cox, a Republican from California, as the new chairman of Securities and Exchange Commission (SEC) a day after its current chairman, William Donaldson, announced he would retire on June 30. Merrill Lynch & Co. Inc. has appointed James Gorman as executive vice president and head of its global acquisitions group, a new position. Citigroup Inc. has agreed to pay $208 million to settle SEC fraud-related claims that in 1999 its asset management division improperly set up an internal transfer agent to service its Smith Barney Inc. mutual funds operations.
ACCESSION #
17234306

 

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