TITLE

SEC bars Thorn Welch firm, ex-employees from business

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 1999
SOURCE
Bond Buyer;04/01/99, Vol. 328 Issue 30611, p1
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the United States Securities and Exchange Commission has revoked Thorn Welch & Co.'s broker-dealer registration. Barring of John Thorn and Eugene Yelverton from the securities industry; Case against the company.
ACCESSION #
1709859

 

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