Former AIM CEO Settles With SEC

H. S.
April 2005
Investment Management Weekly;4/11/2005, Vol. 18 Issue 14, p4
Reports that former Advanced Investments Management CEO Jeff Thomas Allen has settled the allegation of fraudulent trading with the U.S. Securities and Exchange Commission. Amount paid by Allen for the settlement; Market exposure required in the accounts managed by the company; Background on the case.


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