Electronic Sarbanes-Oxley (e-SOX) Compliance

Fitzpatrick, Margo L.
April 2005
Bank Technology News;Apr2005, Vol. 18 Issue 4, p27
Trade Publication
Explains the benefits of implementing a comprehensive technology-enabled Sarbanes-Oxley Act, a law governing transparency of corporate financial reporting systems in the U.S. Role in producing an informed understanding of the Act; Capability to integrate process management and strategy; Efficiency in providing a wake-up call to organizations to ensure proper management of electronic records.


Related Articles

  • Compliance: where are the current pitfalls? Rugh, Blair // ABA Banking Journal;Aug2000, Vol. 92 Issue 8, p53 

    Discusses the compliance issues and laws governing banks and bankers in the United States in their use of the platform automation system. Basic problems inherent to the banks' use of automated system or systems to prepare new deposit accounts and loan disclosures; Increase of the number of...

  • CALCULATING THE ROI OF COMPLIANCE TECHNOLOGIES.  // Bank Technology News;Apr2005, Vol. 18 Issue 4, p24 

    Explains the role of technology in helping banks to comply to financial reporting regulations in the U.S. Utility in the implementation of anti-fraud processes for the Sarbanes Oxley Act; Degree in the banks' utilization of financial performance management technologies; Cost in associating...

  • Automation is A Patriotic Act ForTransAtlantic. Kite, Shane // Bank Technology News;Feb2005, Vol. 18 Issue 2, p12 

    Reports on the adoption of with FAST3124(a) technology by TransAtlantic Bank in auditing non-customer transactions in Miami, Florida. Use of the technology in automating the bank's systems to comply with anti-money laundering laws governing; Requirement of law for banks to search their accounts...

  • How to Get Ahead of the Curve on CRA Compliance.  // Bank Technology News;Mar2004, Vol. 17 Issue 3, p53 

    Cites key technology initiatives used by the top lending banks in the U.S. to comply with the Community Reinvestment Act. Best product assessment at the point of sale; Compliance systems that are well-integrated; Identification of new markets through data mining.

  • Tech's NEW ORDER. Wright-Cipriano, Audrey // Independent Banker;Nov2010, Issue 11, p41 

    The article discusses the 2010 ICBA Community Bank Technology Survey, showing regulatory compliance as the chief technological concern of community banks. The survey shows that community banks are raising their technological investments in security (50%), risk management (49%), and mobile...

  • New York Expected to Adopt Bill Giving CRA Credit for Electronic Service Offerings. VAN AUKEN, CINDY // American Banker;7/8/1999, Vol. 164 Issue 129, p2 

    Reports that banks in New York could receive community reinvestment credit for providing electronic services under a bill to be signed by Governor George Pataki. Updating of state community reinvestment rules to reward banks for providing information and access to electronic channels.

  • BANK LAW NEWS: A SUMMARY OF 1966 STATE LEGISLATION.  // Banking;Dec66, Vol. 59 Issue 6, p130 

    Presents a summary of state legislation that affects banking in the U.S. in 1966. Changes in the Banking Act of Virginia; Law on bank automation in Mississippi; Definition of capital in Georgia.

  • Hints of Broader-than-Expected Basel II Adoption. Paletta, Damian // American Banker;7/21/2004, Vol. 169 Issue 139, p4 

    Reports that although the Basel II risk-based capital standard will only be mandatory for about nine of the largest banks, many are planning to opt-in. Description of the Basel II plan, to be adopted in 2008; Reasons why many banks are waiting to see how regulators will enforce the plan before...

  • Check 21 as Marketing Opportunity. Hegarty, Anthony // American Banker;8/20/2004, Vol. 169 Issue 161, p11 

    Looks at the effects of the Check 21 law on banks' customer relationships. Description of the law, which shifts payment processing from a paper to an electronic system; Reaction of customers; Costs to banks for providing substitute checks in the event of payment discrepancies; View that customer...


Read the Article


Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics