TITLE

Proposed G-37 Changes Raise Constitutionality Questions

AUTHOR(S)
Hume, Lynn
PUB. DATE
April 2005
SOURCE
Bond Buyer;4/8/2005, Vol. 352 Issue 32107, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports on the reaction of some dealer firms and groups to the proposal of the U.S. Municipal Securities Rulemaking Board for changes to the Rule G-37 on political contributions. Purpose of Rule G-37; Issuance of the guidance stressing the temporary ban for dealers making contributions to political parties; Disadvantages of the proposed changes.
ACCESSION #
16724032

 

Related Articles

  • MSRB Wants to Strengthen to G-37 to Avoid Indirect Violations.  // Bond Buyer;2/16/2005, Vol. 351 Issue 32072, p33 

    The article discusses the issuance of G-37, a rule governing supervisory issues on soliciting payment to political parties, by the Municipal Securities Rulemaking Board (MSRB) in the U.S. Emphasis on the importance of the rule to prohibit employees from trying to take advantage of fund...

  • MSRB Notice Shows Which Firms Must Participate in Systems Tests. Casey, Jack // Bond Buyer;1/20/2016, Vol. 1 Issue 34446, p1 

    The Municipal Securities Rulemaking Board announced on Tuesday which registered brokers, dealers, and municipal advisors will be required to participate in testing business continuity and disaster recovery plans.

  • MSRB Wants To Bolster Its G-37 Rule. Hume, Lynn // Bond Buyer;2/16/2005, Vol. 351 Issue 32072, p1 

    Reports on the reinforcement of the Rule G-37 by the U.S. Municipal Securities Rulemaking Board (MSRB). Provisions of the additional restrictions to the rule; Comments of Christopher Taylor, executive director of MSRB, on the flow of money; Factors causing the Agency to reinforce the rule.

  • More Ballot Disclosure Sought. Hemmerdinger, Jonathan // Bond Buyer;8/16/2012, Vol. 381 Issue 33766, p1 

    The article reports on the changes to Rule G-37 proposed by the Municipal Securities Rulemaking Board (MSRB) in Washington which will require dealers to disclore their detailed contribution to bond ballot campaigns.

  • SEC to Seek G-37 Comments; MSRB Sets Meeting. Hume, Lynn // Bond Buyer;8/12/2005, Vol. 353 Issue 32195, p4 

    Reports on the announcement of the U.S. Securities and Exchange Commission that it will publish in the Federal Register and seek public comments on the proposed changes of the Municipal Securities Rulemaking Board (MSRB) to its Rule G-37 on political contributions. Requirement for dealers to...

  • MSRB Unveils Trade Data Feedback System for Broker-Dealers. Hume, Lynn // Bond Buyer;4/22/2002, Vol. 340 Issue 31370, p5 

    Reports the transaction rules of the Municipal Securities Rulemaking Board to the broker-dealer firms in Washington D.C. Purpose of the trade data; Benefits of the dealers on trade reporting; Importance of the trade report card.

  • MSRB Seeks Rule G-32 Change Allowing One OS for Investors With Same Address. Hume, Lynn // Bond Buyer;6/24/2002, Vol. 340 Issue 31414, p6 

    Reports the proposed amendment of the Rule G-32 by the U.S. Municipal Securities Rulemaking Board. Inclusion of the municipal securities in Rule G-32; Compliance of the mutual fund companies with the rule; Benefits on the municipal funds securities.

  • MSRB Reminds Dealers to Disclose Market Discount. Casey, Jack // Bondbuyer.com;11/22/2016, p1 

    The MSRB reminded dealers on Tuesday that they are required to tell investors when a muni has market discount.

  • Pay-to-Play Hanky-Panky in Branches?  // On Wall Street;Jun2001, Vol. 11 Issue 6, p17 

    Reports that the Municipal Securities Rulemaking Board has begun a review of its political contributions rule, Rule G-37. Why regulators focus on branch offices according to Deborah Bortner, director of securities for the Washington State Department of Financial Institutions.

Share

Read the Article

Courtesy of VIRGINIA BEACH PUBLIC LIBRARY AND SYSTEM

Sorry, but this item is not currently available from your library.

Try another library?
Sign out of this library

Other Topics