Lugo, Denise
March 2005
Investment Dealers' Digest;3/28/2005, Vol. 71 Issue 12, p4
Trade Publication
Presents developments in business enterprises in the U.S. Appointment of Joseph Estes by Raymond James & Associates as a managing director and head of business services investment banking; Announcement that Wachovia Securities hired former Lehman Brothers banker Curtis Magleby as a managing director in its real estate investment banking group; Penalization of Spear, Leeds & Kellogg by the National Association of Securities Dealers for deliberately creating an internal system to hide the sale of IPO shares beginning in 1997.


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