TITLE

Appeal Petitions Filed in Ira Weiss, Dolphin & Bradbury Bond Cases

AUTHOR(S)
Hume, Lynn
PUB. DATE
March 2005
SOURCE
Bond Buyer;3/21/2005, Vol. 351 Issue 32094, p4
SOURCE TYPE
Trade Publication
DOC. TYPE
Article
ABSTRACT
Reports that the enforcement lawyers of the U.S. Securities and Exchange Commission (SEC) have filed appeal petitions to overturn the rulings on the cases of bond attorney Ira Weiss and investment banking company Dolphin & Bradbury. Decision of administrative law judges on the cases of Weiss and Dolphin & Bradbury; Opinion of the SEC lawyers regarding the two bond cases; Facts of the cases.
ACCESSION #
16513184

 

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