Will Quattrone Set Legal Precedent?

Friedlander, Josh
March 2005
Investment Dealers' Digest;3/21/2005, Vol. 71 Issue 11, p9
Trade Publication
Reports on the efforts of Frank Quattrone to file an appeal to the U.S. Supreme Court over the decision of the National Association of Securities Dealers to ban him from the securities industry. Failure of Quattrone to testify to the association through several civil proceedings; Destruction of various evidences; Views of the Securities and Exchange Commission on the case of Frank Quattrone.


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